401(k) Real Talk: Episode 67: July 12, 2023
Open, honest and candid discussions about the latest news in the RPA industry.
Read moreOpen, honest and candid discussions about the latest news in the RPA industry.
Read moreWealthtech Survey shows a strong year for tech Investments.
Read moreCommercial Observer looks at the details of giving back an underwater commercial building back to the lender. The CLO market looks primed for a reset, reported Bloomberg. These are among today’s must reads for investors from around the commercial...
Read moreAvantax has engaged a financial advisor to see if there’s interest from potential buyers, but the firm may not end up selling.
Read moreAI is here to stay and has the potential to radically transform how commercial real estate stakeholders operate and transact.
Read more“It’s going to be massive,” says Salim Ramji, global head of iShares and index investments at BlackRock.
Read moreState regulators claim Raymond James charged customers a a $75 minimum commission charge, regardless of the size of the transaction.
Read moreDavid Geake solicited an elderly couple to pledge securities as collateral for a bank loan to support a startup the rep had invested in, but the couple allegedly lost their money when the company failed.
Read moreSeparately, Merrill Lynch was fined $6 million by the SEC for failing to file hundreds of Suspicious Activity Reports from 2009 to 2019.
Read moreThe industry’s first annual report focused on firm growth.
Read moreActive investors are engaging in a massive transfer of wealth—from their own wallets into those of active managers.
Read moreAdvisors now have the ability to customize the firm’s model portfolios to reflect their or their clients’ personal preferences.
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