Report: Avantax Eyeing Potential Sale
Avantax has engaged a financial advisor to see if there’s interest from potential buyers, but the firm may not end up selling.
Read moreAvantax has engaged a financial advisor to see if there’s interest from potential buyers, but the firm may not end up selling.
Read moreAI is here to stay and has the potential to radically transform how commercial real estate stakeholders operate and transact.
Read moreDavid Geake solicited an elderly couple to pledge securities as collateral for a bank loan to support a startup the rep had invested in, but the couple allegedly lost their money when the company failed.
Read more“It’s going to be massive,” says Salim Ramji, global head of iShares and index investments at BlackRock.
Read moreState regulators claim Raymond James charged customers a a $75 minimum commission charge, regardless of the size of the transaction.
Read moreSeparately, Merrill Lynch was fined $6 million by the SEC for failing to file hundreds of Suspicious Activity Reports from 2009 to 2019.
Read moreThe industry’s first annual report focused on firm growth.
Read moreActive investors are engaging in a massive transfer of wealth—from their own wallets into those of active managers.
Read moreAdvisors now have the ability to customize the firm’s model portfolios to reflect their or their clients’ personal preferences.
Read moreJC Abusaid provides a roadmap for other RIA firms to learn from and follow as they look to expand their talent base.
Read moreSMArtY is meant to appeal to advisors who want to use models yet do not have access to sophisticated SMArtX UMA technology.
Read moreYet, average assets per deal is on track to hit the second highest level ever recorded by Echelon.
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