Carson Tech Council Seeks to Create AI-enabled 'Cyborg Advisors'
Carson Group replaced its chief technology office with a four-person technology team as the firm moves to embrace AI-enabled efficiencies.
Read moreCarson Group replaced its chief technology office with a four-person technology team as the firm moves to embrace AI-enabled efficiencies.
Read moreTraditional sales can be time-consuming, with negotiations and contingencies that might cause the closing process to take months.
Read moreLPL’s ‘liquidity and succession’ program aims to ease the economic burden of internal succession for practices, while capturing a larger share of the independent advisory market.
Read moreSwan Global’s Mark Odo details why financial advisors should incorporate equity hedging into client portfolios.
Read moreFee compression, unnecessary friction and antiquated technology are inhibiting convergence.
Read morePitcairn CEO Leslie Voth is passing the torch of the century-old firm to Andrew Busser next month.
Read moreMonday, October 16, 2023 | 2:00 PM ET
Read moreVista Financial Advisors registered in 2021 and soon claimed it managed more than $11.5 trillion—with a “T”—with no evidence of any legitimate assets at all, according to the commission.
Read moreThe inaugural–and free–two-hour BeFi Summit is set for Friday, Nov. 3.
Read moreWellesley Asset Management failed to properly disclose that it used hypothetical performance in advertisements for an index it created, according to the commission.
Read moreDWS has been under scrutiny by various agencies including the SEC since a former employee went public over two years ago with cliams that the asset manager had inflated its ESG credentials.
Read morePimco is also poised to pounce on portfolios being sold by banks that are retrenching.
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